Tuesday 26 June 2018

Dubai Financial Services Authority - Outreach Session 2018


The DFSA’s annual outreach session, targeted at Compliance Officers and Money Laundering Reporting Officers from the DFSA’s Authorised Firms and Designated Non Financial Businesses and Professions, was held on 25 June 2018.

The outreach session was a full day event.

The morning session included presentations providing regulatory updates, trends and risks from:

Bryan Stirewalt, Managing Director, Supervision
Patrick Meaney, Head of Enforcement
Peter Smith, Managing Director, Policy and Strategy

Further discussions took place in the afternoon sections within the four breakout groups and the slides can be downloaded below.

Breakout Group 1– Conduct of Business Risks 

Breakout Group 2– Prudential Supervision

Breakout Group 3– Financial Crime Risks

Breakout Group 4– Authorisation Update and Fintech Approach